This complaint was first surfaced by Law.com Radar, ALM's source for immediate alerting on just-filed cases in state and ...
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...
Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...
BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...
On January 23, 2025, the Securities and Exchange Commission (SEC) issued Staff Accounting Bulletin 122 (SAB 122), rescinding the controversial ...
Cryptocurrency exchange Kraken has brought back blockchain staking offerings for U.S. customers, it said on Thursday, ...
The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.
U.S. Bancorp, a prominent financial institution, has disclosed in an 8-K filing with the Securities and Exchange Commission the appointment of Gunjan Kedia as the President and Chief Executive Officer ...
The company is worried that the president's complaints about a 60 Minutes interview with Kamala Harris could block a pending merger.